Risk Starter
Issues & Actions Management
A powerful tracking and case-management tool that lets you raise and address risks and issues as they are identified.
Integrated with every other module, Issues & Actions Management lets users capture and remediate risks effectively, aligned with your configured risk appetite. It gives you a structured, disciplined approach to managing cases and resolving issues.
A structured approach to resolving issues
The module gives a disciplined way to manage cases and resolve issues, so risks raised anywhere in the business are tracked through to closure rather than lost along the way.
Capture and monitor risks end to end
Identify risks, issues, policy deviations, exceptions and breaches in one place, then track every action from initiation to closure.
- Capture and monitor: identify risks, issues, policy deviations, exceptions and breaches, and track actions to closure.
- Action planning: define milestones, assign responsibilities and build plans to reduce current or potential risk impact.
- Effectiveness tracking: log and test the effectiveness of implemented actions to confirm thorough resolution.
Built into the wider platform
Because the module connects to the rest of the system, issues never sit in isolation.
- System integration: raise issues seamlessly from anywhere in the system.
- Compliance management: capture all compliance-related issues, including policy deviations and regulatory commitments, in one place.
Stay proactive on risk and compliance
Stay ahead of risks as they emerge, meet compliance standards and maintain operational integrity, all from a single tracking and case-management tool.
Explore the rest of the platform
See Issues & Actions Management in FinMio
Book a walkthrough and we'll show you how this module fits into your risk programme, end to end.